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Module 1: Introduction about ISO 14001:2015 and process approach
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Introduction to ISO 14001:2015 Internal Auditor
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Objectives of the Course - Internal Auditor
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Contents of the course - IQA
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About ISO
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ISO Mission
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3 pillars of sustainability
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ISO 14001 Revision history
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Background and major changes
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Major Inputs to the new standard
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Process approach
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Changes in Practices
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Module 2: Environmental Management System Principles & HLS
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The Background
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The Background - intent
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PDCA Approach
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Alignment of Management system Standards
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High level structure (HLS)
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What is New ISO 14001:2015
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HLS and the New ISO 14001:2015
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What is new in ISO 14001:2015
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What is new in ISO 14001:2015
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What is new in ISO 14001:2015
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Summary of what is new
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Module 3: Context of the Organization
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0.1 Background
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0.2 Aim of EMS
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0.2 Aim of EMS
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0.3 Success factor
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0.4 Plan do check act
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0.5 Contents of this Document
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0.5 Contents of this Document
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1.0 Scope
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3.0 Terms and definition
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3.0 Terms and definition
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3.0 Terms and definition
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3.0 Terms and definition
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4.0 Context of the organization
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4.1 Understanding the organization and its context
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4.1 Understanding the organization and its context
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4.2 Understanding the needs and expectations of interested parties
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4.2 Understanding the needs and expectations of interested parties
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4.2 Understanding the needs and expectations of interested parties
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4.3 Determining the scope of the environmental management system
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4.4 environmental management system
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Summary of What We learnt
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ISO 14001 Section 3 Assessment
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Module 4: Leadership Principles
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5.0 Leadership
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5.1 Leadership and commitment
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5.1 Leadership and commitment
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5.1 Leadership and commitment
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5.1 Leadership and commitment
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5.2 EMS policy
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5.2 EMS policy
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5.2 Policy statement
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5.2 Policy statement Assignment
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5.3 Organizational roles, responsibilities and authorities
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Summary of What We learnt
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Audit NCR requirements
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ISO 14001 Section 4 Assessment
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Module 5: Planning
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6.0 Planning
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6.1.1 General
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6.1.1 General
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6.1.1 General
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Risk register
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What is risk
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Risk Definition
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Risk based thinking
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What is Risk based thinking
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Key points to remember
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What should I do
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Risk types - Focus on environmental
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Risk Management Frame work
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Risk Assessment
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6.1.2 Environmental aspects
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6.1.2 Environmental aspects
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Aspects and impacts
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Annex
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Aspects Procedure should consider
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Environmental aspects
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6.1.3 Compliance obligations
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Legal and other requirements
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Linkage of Environmental aspects to Legal Requirements
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6.1.4 Planning action
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6.1.4 Planning action
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6.2 Environmental objectives and planning to achieve them
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6.2 Environmental objectives and planning to achieve them
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Summary of What We learnt
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Audit NCR requirements
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ISO 14001 Section 5 Assessment
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Module 6: Support process
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7.0 Support
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7.1 Resources
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7.2 Competence
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7.3 Awareness
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7.4.1 General
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7.4.2 Internal communication
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7.4.3 External communication
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7.5.1 General
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7.5.2 Creating and updating
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7.5.3 Control of documented information
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7.5.3 Control of documented information
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Summary of What We learnt
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Audit NCR requirements
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Module 7: Operation
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8.0 Operations
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8.1 Operational planning and control
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8.1 Operational planning and control
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8.2 Emergency preparedness and response
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8.2 Emergency preparedness and response
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Summary of What We learnt
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Audit NCR requirements
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Audit NCR requirements
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Assignment Section 7 ISO 14001
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Module 8: Performance Evaluation
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9.0 Performance evaluation
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9.1.1 General
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9.1.1 General
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9.1.2 Evaluation of compliance
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9.2.1 Internal Audit
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9.2.2 Internal audit programme
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9.3 Management review
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9.3 Management review
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9.3 Management review
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Summary of What we learned
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Module 9: Improvement
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10.0 IMPROVEMENT
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10.1 General
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10.2 Nonconformity and corrective action
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10.2 Nonconformity and corrective action
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10.3 Continual improvement
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Summary of What We learnt
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Audit NCR requirements
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External Audit Cycle
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Conclusion
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Module 10: Internal Audit introduction ISO 19011:2018
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Introduction to ISO 14001:2015 internal Auditor
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Audit definition
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Audit Terms and Definitions
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Principles of Auditing
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Principles of Auditing
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Audit Objectives
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Internal Vs External Audits
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Module 11: Planning and preparation for an audit
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Planning and preparation of audit - different stages in an audit cycle
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Audit Management
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Internal Audits
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Planning and preparation for an audit
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Planning and preparation of audit
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Planning and preparation for an audit- Initiating the audit
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Audit criteria Vs audit scope
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Planning & Preparation of an Audit Selection of an audit team
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Planning & Preparation of an Audit - Document review
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Planning & Preparation for an Audit Preparation for on-site audit
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Module 12: Performing an audit
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Performing an audit- Audit Management
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Performance of an Audit
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Performing an Audit – From collecting information to audit conclusions
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Audit team - Participants
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Key qualities of an auditor
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Performing an Audit – Audit Approach – Attitude of Auditor
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Audit approach - Communication process
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Audit approach - Communication process
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Audit approach - Communication process
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Audit approach - Communication process
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Audit approach - Communication process
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Audit approach - Communication process
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Audit approach - Communication process
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Audit Approach – Questioning techniques
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Audit Approach – Questioning techniques
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Audit approach - Communication process- clarifying questions
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Documentary evidence and follow up actions
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Performing an Audit – How do auditors find evidence ?
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Time management - Preparing a Checklist Format
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Preparing a Checklist Format
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Purpose of checklists
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Visit the field – Move around
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Performing an Audit -Observe Operational Control
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Performing an Audit -Observe Operational Control
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Section Quiz IQA
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Follow Audit trials
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Module 13: Audit reporting and NCR writing tips
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Audit Management - reporting an audit
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Audit reporting
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NCR’s & Corrective actions Concepts relating to requirements- ISO 14001
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Audit reporting – Writing Non-conformity reports
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Audit reporting – Writing Non-conformity reports
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NCR’s and Corrective actions -Examples of Objective Evidence
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Audit reporting – Writing Non-conformity reports
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Audit reporting – Writing Non-conformity reports
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NCR’s and Corrective action
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Writing Non-conformity reports Do and donts
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Writing Non-conformity reports- matrix
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Writing Non-conformity reports- scenario- 1
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Writing Non-conformity reports- scenario- 2
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Writing Non-conformity reports- auditor and auditee
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Writing Non-conformity reports- corrective action
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Difficulties encountered during internal audits
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A piece of counsel
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THANK you
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Final Assessment- ISO 14001- 45Min
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Final Assessment ISO 14001- Internal auditor training
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