| Module 1: Introduction about ISO 31000:2018 and process approach |
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| | Introduction to ISO 31000:2018 |
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| | Objective of the course |
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| | Contents of the course |
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| | What is ISO? |
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| | Assessing the risks |
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| | Assessing the Risks - Definition |
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| | What is Hazard |
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| | What is a risk source |
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| | Event |
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| | Hazard |
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| | RISK |
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| | Hazard Vs Risk |
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| | Hazard Vs Risk |
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| | Hazard Vs Risk |
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| | Consequences |
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| | Likelihood |
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| | Control |
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| | Risk management |
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| | Risk management process |
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| | Risk management steps |
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| | Hazards (Threats) |
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| | Hazards (Threats) |
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| | Hazards (Threats) |
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| | Hazards (Threats) |
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| | Hazards (Threats) |
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| | Hazards (Threats) |
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| | Hazards (Threats) |
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| | What is Risk? |
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| | Planning for the unknown |
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| | Summary- When we learned |
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| | ISO 31000 Section 1 IQA |
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| Module 2: Risk Management System |
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| | 5 Steps to Risk assessment |
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| | Risk Identification |
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| | Risk analysis process |
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| | Risk evaluation |
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| | Step 1: Avoid |
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| | Step 2: Mitigate |
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| | Step 3: Transfer |
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| | Step 4: Accept |
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| | Definition of Risk assessment |
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| | Risk assessment: Two Roads |
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| | Qualitative Vs Quantitative |
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| | Assessing the risks |
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| | Assessing the risks |
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| | Assessing the risks |
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| | Assessing the Risk |
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| | Assessing the risks |
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| | Information gather techniques |
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| | Information gathering techniques |
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| | Diagram techniques |
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| | Controlling Risk |
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| | Controlling Risk |
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| | Controlling Risk |
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| | Summary - What we learned in this section |
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| | ISO 31000 Section 2 IQA |
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| Module 3: Hazard & Risk operability |
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| | Risk treatment options according to ISO 31000 |
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| | Accidents: Reporting and investigation |
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| | Decision Making |
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| | Risk preference |
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| | Hazard & Operability studies |
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| | A simple risk based control plan |
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| | Prepare Risk control action plan |
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| | Changing conditions and revising |
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| | Practical Risk Assessment |
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| | Structured framework approach |
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| | Risk life cycle |
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| | ISO 31000:2018 |
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| | The ISO 31000 standard on risk management |
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| | The ISO 31000 Standard: Scope |
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| | ISO 31000 Standard introduction |
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| | Background to development of 31000 Standard |
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| | New in the ISO 31000:2018 standard |
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| | The Classical definition of Risk |
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| | A new definition of Risk - ISO 31000:2018 |
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| | A new definition of Risk - sample |
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| | Risk Appetite |
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| | Summary - What we learned in this section |
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| | ISO 31000 Quiz Section 3 IQA |
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| Module 4: Principles |
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| | Components of the standard ISO 31000:2018 |
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| | 1.0 Scope |
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| | 3.0 Terms and definition 31000 |
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| | 3.0 Terms and definition 31000 |
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| | 3.0 Terms and definition 31000 |
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| | 3.0 Terms and definition 31000 |
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| | 3.0 Terms and definition 31000 |
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| | 3.0 Terms and definition 31000 |
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| | 3.0 Terms and definition 31000 |
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| | 3.0 Terms and definitions 31000 |
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| | The Three Pillars |
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| | Interaction between pillars |
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| | Interaction between pillars |
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| | Value creation and protection |
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| | 4.0 Principles |
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| | 4.0 Principles |
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| | 4.0 Principles |
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| | Summary from this section |
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| | ISO 31000 Section 4 IQA |
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| Module 5: Framework |
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| | 5.0 Framework |
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| | 5.1 General |
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| | 5.2 Leadership and commitment |
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| | 5.3 Integration |
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| | 5.4 Design |
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| | 5.4.1 understanding the organization and its context |
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| | 5.4.1 understanding the organization and its context |
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| | 5.4.2 Articulating risk management commitment |
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| | 5.4.3 Assigning organizational roles,authorities, responsibilities and accountability |
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| | 5.4.4 Allocating resources |
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| | 5.4.5 Establishing communication and consultation |
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| | 5.5 Implementation |
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| | 5.6 Evaluation |
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| | 5.7 Improvement |
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| | Summary of What We learnt |
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| | ISO 31000 Section 5 IQA |
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| Module 6: Process |
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| | 6.0 Process |
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| | 6.0 Process |
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| | 6.1 General |
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| | 6.2 communication and consultation |
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| | 6.3 Scope context and criteria |
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| | 6.3 Scope context and criteria |
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| | 6.3 Scope context and criteria |
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| | 6.4.1 General |
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| | 6.4.2 Risk identification |
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| | 6.4.2 Risk identification |
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| | 6.4.3 Risk analysis |
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| | 6.4.3 Risk analysis |
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| | 6.4.3 Risk analysis |
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| | 6.4.4 Risk Evaluation |
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| | 6.4.4 Risk Evaluation |
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| | 6.5.1 General |
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| | 6.5.2 Selection of Risk treatment options |
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| | 6.5.2 Selection of Risk treatment options |
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| | 6.5.2 Selection of Risk treatment options - Practical |
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| | 6.5.3 Preparing and implementing risk treatment plan |
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| | 6.6 Monitoring and Review |
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| | 6.7 Recording and reporting |
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| | NCR - Non confirmity |
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| | summary |
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| | ISO 31000 Section 6 IQA |
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| Module 7: Risk assessment |
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| | Risk Are we Ready |
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| | Risk Analysis |
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| | Risk Analysis |
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| | Risk Analysis |
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| | Risk evaluation |
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| | Risk evaluation |
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| | Risk assessment Example |
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| | Risk assessment Example |
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| | Risk assessment Example |
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| | Risk assessment Example |
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| | Risk assessment Example |
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| | Risk assessment Example |
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| | Risk assessment Example |
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| | Risk Treatment |
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| | Evaluation of Residual Risk |
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| | Process of risk treatment |
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| | Key treatment options |
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| | Risk Treatment |
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| | Risk treatment plan |
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| | Risk Treatment Plan Example |
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| | Prepare Risk treatment Plan |
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| | Risk Treatment Plan Example |
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| | Changing conditions and revising |
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| | Summary of What we learned |
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| | Thank you |
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| | Three year external audit cycle |
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| | ISO 31000 Section 7 IQA |
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| Module 8: Internal Audit introduction ISO 19011:2018 |
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| | Introduction to ISO 19011- Internal audit |
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| | Audit definition |
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| | Audit Terms and Definitions |
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| | Principles of Auditing |
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| | Principles of Auditing |
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| | Audit Objectives |
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| | Internal Vs External Audits |
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| Module 9: Planning and preparation for an audit |
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| | Planning and preparation of audit - different stages in an audit cycle |
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| | Audit Management |
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| | Internal Audits |
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| | Planning and preparation for an audit |
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| | Planning and preparation of audit |
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| | Planning and preparation for an audit- Initiating the audit |
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| | Audit criteria Vs audit scope |
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| | Planning & Preparation of an Audit Selection of an audit team |
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| | Planning & Preparation of an Audit - Document review |
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| | Planning & Preparation for an Audit Preparation for on-site audit |
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| Module 10: Performing an audit |
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| | Performing an audit- Audit Management |
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| | Performance of an Audit |
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| | Performing an Audit – From collecting information to audit conclusions |
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| | Audit team - Participants |
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| | Key qualities of an auditor |
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| | Performing an Audit – Audit Approach – Attitude of Auditor |
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| | Audit approach - Communication process |
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| | Audit approach - Communication process |
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| | Audit approach - Communication process |
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| | Audit approach - Communication process |
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| | Audit approach - Communication process |
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| | Audit approach - Communication process |
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| | Audit approach - Communication process |
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| | Audit Approach – Questioning techniques |
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| | Audit Approach – Questioning techniques |
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| | Audit approach - Communication process- clarifying questions |
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| | Documentary evidence and follow up actions |
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| | Performing an Audit – How do auditors find evidence ? |
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| | Time management - Preparing a Checklist Format |
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| | Preparing a Checklist Format |
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| | Purpose of checklists |
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| | Visit the field – Move around |
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| | Performing an Audit -Observe Operational Control |
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| | Performing an Audit -Observe Operational Control |
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| | Follow Audit trials |
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| Module 11: Audit reporting and NCR writing tips |
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| | Audit Management - reporting an audit |
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| | Audit reporting |
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| | Audit reporting – Writing Non-conformity reports |
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| | Concepts relating to requirements |
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| | Audit reporting – Writing Non-conformity reports |
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| | NCR’s and Corrective actions -Examples of Objective Evidence |
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| | Audit reporting – Writing Non-conformity reports |
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| | Audit reporting – Writing Non-conformity reports |
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| | NCR’s and Corrective action |
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| | Writing - Non conformity report |
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| | Writing Non-conformity reports Do and donts |
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| | Audit report - Example scenario |
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| | Writing Non-conformity reports- matrix |
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| | Writing Non-conformity reports- auditor and auditee |
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| | Writing Non-conformity reports- corrective action |
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| | Difficulties encountered during internal audits |
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| | A piece of counsel |
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| | THANK you |
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| Final Assessment - ISO 31000- 45Min |
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| | ISO 31000 Final Assessment |
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